Trade Reporting and the Omission of the Short Sale Indicator

26/10/2022 17 min Temporada 1 Episodio 4
Trade Reporting and the Omission of the Short Sale Indicator

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Episode Synopsis

$250,000 for missing trade reporting indicatorsKat finally gets to go to the grocery store Jesy drinks mystery anniversary wineTrade reporting issues due to system programmingSpecification manuals are fun!Does your firm have a trade reporting committee?Read the full AWC here.www.tradeliance.comTRADEliance consultants have the knowledge and first hand experience to improve your firm's trading operations or compliance processes.https://www.buymeacoffee.com/finesandwinesSupport the show