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Listen "A Review of the Wall Street WhatsApp Fine-a-pa-looza"
Episode Synopsis
$1.1 billion in Fines between 16 firms, most firms being individually fined $125 MillionJesy is a picky pinot drinkerThe girls reminisce on their visit to Woodinville Winery Town in Washington. Thanks Adam!The trouble with carpooling…Bad books and records due to employees using personal text, email, and WhatsAppBYOD (bring your own device) and a pandemicWho is empowered to impact policies and procedures?Read the Press Release for these cases here.Read the Press Release for JP Morgan here.www.tradeliance.comTRADEliance consultants have the knowledge and first hand experience to improve your firm's trading operations or compliance processes.https://www.buymeacoffee.com/finesandwinesSupport the show
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