Investment Management Update - Regulatory and Enforcement Update

Troutman Pepper Locke Podcasts
22/01/2019 1h 6min Episodio 41
Investment Management Update - Regulatory and Enforcement Update

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Episode Synopsis

Gregory J. Nowak, a partner and practice leader for hedge funds in Pepper Hamilton’s Funds Services Practice Group, hosts a monthly webinar series for West LegalEdcenter.
This month, Mr. Nowak will be joined by Pepper attorneys Jay A. Dubow, Richard J. Zack and Cassandre L. Juste to provide an SEC, FINRA and DOJ regulatory and enforcement update. Hosted by Simplecast, an AdsWizz company. See pcm.adswizz.com for information about our collection and use of personal data for advertising.

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