SEC Enforcement: Trends and Practice Guidance

S&C Critical Insights
03/03/2022 20 min Episodio 172
SEC Enforcement: Trends and Practice Guidance

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Episode Synopsis

In this episode of S&C’s Critical Insights, Steve Peikin, Jeff Scott and Julia Malkina discuss developments in the SEC’s enforcement priorities. Steve is the head of the Firm’s Securities & Commodities Investigations & Enforcement Practice and former co-director of the SEC’s Division of Enforcement. Jeff and Julia are co-leads of the Firm’s Securities Litigation Practice. They offer practical guidance for handling of enforcement investigations in light of the new presidential administration and recent enforcement trends.
 
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