Listen "#17 Regulatory Returns"
Episode Synopsis
All licensed Financial Advice Providers must submit an annual regulatory return as part of licensing conditions. With seven more calendar days to go have your submitted your return? The submission period closes on 30 September 2025.Regulatory returns should be submitted through the FMA Online Services portal: https://www.fma.govt.nz/business/online-servicesYou can find frequently asked questions and an information sheet on regulatory returns on our Financial Advice Providers regulatory returns page.
More episodes of the podcast New Zealand's Financial Market's Authority Podcasts
#16 Complaints
21/10/2025
Inside the FMA - Fair Dealing Cases
31/07/2025
#15 Scams
09/07/2025
#14 Financial Conduct Report
25/06/2025
Occasional Conversations Series - Good Cents
29/05/2025
ZARZA We are Zarza, the prestigious firm behind major projects in information technology.