The Central Securities Depositories Regulation’s (CSDR) Settlement Discipline Regime (SDR) has been extended to February 2022. However, clients should still prepare now to prevent cash penalties and buy-ins from settlement fails once the SDR is implemented. Listen to our podcast series to hear directly from experts in the industry on how they are preparing.A Broker View features DTCC's Matt Johnson and Sachin Mohindra, Executive Director for Securities Trade Management Business, Development Securities Division, Operations, Goldman Sachs.  The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”).  DTCC itself does not provide such services.  Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. See www.dtcc.com for a detailed description of DTCC, its affiliates and the services they offer. Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001).  TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.  

Ver todos los episodios