Following the Rules

Following the Rules

Por: Lucy McNulty
An insider’s guide to the laws dictating life within UK and EU financial services, the people influencing their development and policing finance workers’ compliance
98 episodios disponibles

Latest episodes of the podcast Following the Rules

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Galaxy Digital’s Alex Royle and Goodwin Procter’s Andrew Henderson on the opportunities lawmakers and regulators are missing in the crypto-asset sector 21/02/2023
Culture and ethics adviser Roger Steare on the anthropological tools that City bosses should use to spot bad behaviour amongst their workers 14/02/2023
Special episode: Clausematch’s Evgeny Likoded and LawtechUK’s Aleksandra Wawrzyszczuk discuss a new tool that could fundamentally reshape the way regulators and companies navigate changes to rules 07/02/2023
Financial Conduct Authority’s COO Emily Shepperd on preparing the regulator for its expanding remit, and the need for a “bit more understanding” about the FCA’s limits 31/01/2023
Special episode: Smarsh’s Goutam Nadella maps out how finance firms can best modernise their approach to tracking staff communications during a tough economy and beyond 24/01/2023
Convicted Libor rigger Tom Hayes on his plans for the future and what the City should learn from his case 17/01/2023
Rutherford’s Jonathan Skerrett on where finance’s compliance talent should look for new jobs and pay rises in 2023, and the mistakes bosses make when hiring in a tough job market 10/01/2023
Latham & Watkins’ Nicola Higgs and Credit Suisse’s Simon Welch outline how finance firms can best respond to fast-changing ESG rules and what bosses should do now to prep for greenwashing allegations 13/12/2022
Coinbase’s Tom Duff Gordon on responding to the collapse of FTX exchange, how the UK can best build a competitive crypto hub and the regulatory questions arising from a move to decentralised finance 06/12/2022
Financial Reporting Council’s Kate O’Neill on the case for speeding up the creation of the FRC’s replacement, and how to avoid over-complicating ESG requirements 29/11/2022
OBIE’s Charlotte Crosswell on moving the UK’s open banking initiative forward and her priorities as the first chair of the UK’s new Centre for Finance, Innovation and Technology 22/11/2022
Fund industry veteran Philip Warland on the network of City spies that UK regulators must turn to now and why it’s ”constitutionally wrong” for watchdogs to oppose government call-in powers 15/11/2022
Xavier Rolet, the former London Stock Exchange Group CEO, on how the UK can save its global clearing hub 08/11/2022
Former regulator and criminal prosecutor Sasi-Kanth Mallela on the growing need for increasing the SFO’s budget and simplifying the FCA 01/11/2022
Lord Holmes, vice-chair of the All Party Parliamentary Group on Fintech, on how the next government should future-proof the City 25/10/2022
Compliance veteran Antony Whitehouse on the rising risk of a major financial scandal hitting the City and how to avoid it 18/10/2022
Howden CAP’s Mary O’Connor on improving regulation in UK finance and how City bosses should change their approach to gender diversity 11/10/2022
PwC’s Michael Huertas on the tools EU watchdogs are missing and how Europe’s national regulators are filling in the gaps 04/10/2022
Former City minister John Glen on the regulatory changes the UK really needs now and how he’d like to see his proposed Brexit reforms put to use 27/09/2022
Global Counsel’s Becca Park on why the Financial Conduct Authority needs to take a regulatory pause and rethink its industry levy 20/09/2022
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