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Listen "Episode 76 | Regulatory Update: Complaints, credit and conduct"
Episode Synopsis
Tune in for the latest regulatory developments shaping the UK financial services landscape and what these mean for you.
In this episode, David Morrey and Ben Farmer examine the FCA’s proposals to simplify complaints reporting, including the removal of group-level submissions and the introduction of standardised six-monthly intervals.
They also talk about the FCA’s review of the Register, updates to value assessments for authorised fund managers, and the final rules for trading unlisted securities under the new Private Intermittent Securities and Capital Exchange System (PISCES) regime.
You'll also hear about:
the Government's plans to regulate Buy Now, Pay Later products
phase one of the Consumer Credit Act reform
FCA considerations for a motor finance redress scheme
updates to the FCA’s enforcement guide
PRA’s consultation on Pillar 2A for banks
the Financial Ombudsman’s proposal to revise the 8% statutory interest rate
global enforcement trends targeting financial influencers.
In this episode, David Morrey and Ben Farmer examine the FCA’s proposals to simplify complaints reporting, including the removal of group-level submissions and the introduction of standardised six-monthly intervals.
They also talk about the FCA’s review of the Register, updates to value assessments for authorised fund managers, and the final rules for trading unlisted securities under the new Private Intermittent Securities and Capital Exchange System (PISCES) regime.
You'll also hear about:
the Government's plans to regulate Buy Now, Pay Later products
phase one of the Consumer Credit Act reform
FCA considerations for a motor finance redress scheme
updates to the FCA’s enforcement guide
PRA’s consultation on Pillar 2A for banks
the Financial Ombudsman’s proposal to revise the 8% statutory interest rate
global enforcement trends targeting financial influencers.
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