Compliance into the Weeds-Episode 25

FCPA Compliance Report
18/01/2017 23 min
Compliance into the Weeds-Episode 25

Listen "Compliance into the Weeds-Episode 25"

Descargar episodio

Episode Synopsis

In this episode Matt Kelly and I take a deep dive into a couple of recent SEC enforcement actions. The first involved L-3 Technologies and accounting irregularities. The second involves BlackRock and the continued issues around pre-taliation. We connect these enforcement actions to broader issues involving the COSO 2013 Framework, the DOJ mandated expertise in compliance, a speak-up culture and remedial actions. For additional information, check out Matt's blog posts on these topics:
Lessons Galore in New SEC Internal Controls Case; and
SEC Dings BlackRock for Pre-Taliation Clauses.

Learn more about your ad choices. Visit megaphone.fm/adchoices

More episodes of the podcast FCPA Compliance Report

Pat Poitevin on Transforming Corporate Compliance: Leveraging AI and Building Ethical Cultures 06/10/2025
Middle Managers Are the Key - Evie Wentink’s Evolution in Compliance 29/09/2025
Whistleblowing in 2025 - Insights from Mary Inman 22/09/2025
Suhail Motwani on Balancing Oversight and Autonomy in a Best Practices Compliance Program 15/09/2025
Exploring Compliance, in the US and Nigeria with Adeyinka Adejugbe 08/09/2025
Special Edition on Is the US Going Socialist 05/09/2025
Vince Walden on Leveraging AI and Machine Learning for Fraud Detection 25/08/2025
Accountability in Times of Crisis: A Conversation with Tom Fox and Sam Silverstein 18/08/2025
Integrating ESG in Global Outsourcing: Insights from Inge Zwick 11/08/2025
Navigating Corporate Scandals: Insights on Governance, Compliance, and Recovery with Steve Vincze 04/08/2025
© 2003-2025 ZARZA | AHEAD OF OUR TIME
privacy policy
In God we trust In God we trust
PreSales Questions? Click Here
or call our toll-free line at +1-888-5002068 Miami, Florida, USA