Episode 12 - Do I Need A Big Back Office?

Behind The Breakaway
10/06/2024 28 min Temporada 1 Episodio 12
Episode 12 - Do I Need A Big Back Office?

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Episode Synopsis


In this episode, we delve into the importance and functions of a back office when transitioning from a captive broker dealer to an RIA. We explore misconceptions about needing a large back office for efficiency and discuss the services required for a smooth transition.
For more information about Uptick Partners and how we can help you in your breakaway journey learn more about the RIA world, visit us at UptickPartners.com.
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