ZARZA We are Zarza, the prestigious firm behind major projects in information technology.
Listen "Compliance Manual Updates 2022"
Episode Synopsis
In this episode, Scott and Lori discuss the changes made to the compliance manual. Policies and procedures for the DOL's PTE 2020-02, the SEC's advertising rule, and other updates are covered.
More episodes of the podcast ACS' Compliance Cast
2024 Custody Review Checklist
08/10/2024
Advisory Fee and Billing Practices Review
20/09/2024
Due Diligence
25/06/2024
2023 Custody Review Checklist Walkthrough
15/09/2023
Best Execution Review Podcast
05/12/2022
Marketing Overview Discussion
27/09/2022
Lite Services Custody Review Discussion
20/07/2022
Custody Review Tutorial
19/07/2022
PTE 2020-02
23/05/2022
In God we trust