SEC Cyber security risk management rules for RIAs and Funds – What does your firm need to do to ensure compliance?

07/03/2022 19 min
SEC Cyber security risk management rules for RIAs and Funds – What does your firm need to do to ensure compliance?

Listen "SEC Cyber security risk management rules for RIAs and Funds – What does your firm need to do to ensure compliance?"

Episode Synopsis

On 9 February 2022, the SEC voted to propose rules related to cyber security risk management for registered investment advisers and registered investment companies in a clear signal that firms who are not prepared to address cybersecurity risks will need to take action.