Registered investment company is An investment firm which is registered with the SEC and complies with certain stated legal requirements.As Registered Investment Companies we have: Mutual Funds (Open-End Funds), Closed-End Funds, Unit Investment Trusts (UITs) , Exchange-Traded Funds (ETFs), Form N-PORT.You can use the SEC's EDGAR database to research companies and their investment offerings, including registration statements, prospectuses and annual financial reports.I'm Ray Hermann Angossio Liwa or RHAL to be friendly, also I'm US Federal Tax Professional and US Attorney registered - ABA MEMBER ID: 06199835 ; PTIN: P02356203 ; CTEC: A328086 ; NYTPRIN: 12807807.Founder, Owner & Chief Strategists Futurists Society.For more :https://www.amazon.com/author/rayliwa ;https://linktr.ee/alpharayangossio .

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