The U.S. Securities and Exchange Commission as regulatory body

20/03/2025 0 min Episodio 4

Listen "The U.S. Securities and Exchange Commission as regulatory body"

Episode Synopsis

Regulation A, Regulation D, and Regulation S are SEC regulations that allow companies to raise capital with exemptions from full registration, but they differ significantly in their purpose, investor eligibility, and geographic scope. And The SEC is the U. S. Securities and Exchange Commission (SEC) has a three-part mission: Protect investors. Maintain fair, orderly, and efficient markets.I'm Ray Hermann Angossio Liwa or RHAL to be friendly, also I'm US Federal Tax Professional and US Attorney registered - ABA MEMBER ID: 06199835 ; PTIN: P02356203 ; CTEC: A328086 ; NYTPRIN: 12807807.Founder, Owner & Chief Strategists Futurists Society.For more :https://www.amazon.com/author/rayliwa ;https://linktr.ee/alpharayangossio .