Listen "The U.S. Securities and Exchange Commission as regulatory body"
Episode Synopsis
Regulation A, Regulation D, and Regulation S are SEC regulations that allow companies to raise capital with exemptions from full registration, but they differ significantly in their purpose, investor eligibility, and geographic scope. And The SEC is the U. S. Securities and Exchange Commission (SEC) has a three-part mission: Protect investors. Maintain fair, orderly, and efficient markets.I'm Ray Hermann Angossio Liwa or RHAL to be friendly, also I'm US Federal Tax Professional and US Attorney registered - ABA MEMBER ID: 06199835 ; PTIN: P02356203 ; CTEC: A328086 ; NYTPRIN: 12807807.Founder, Owner & Chief Strategists Futurists Society.For more :https://www.amazon.com/author/rayliwa ;https://linktr.ee/alpharayangossio .
More episodes of the podcast US Fund Creation - Reg A, Reg D and Reg S
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Structure of an Investment Funds
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Other tools and Resources
20/03/2025
What is a Qualify Purchaser ?
20/03/2025
What is a Qualify Client ?
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What is an Accredited Investor ?
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What Regulation S is all about ?
20/03/2025
What are Regulation D scoop and requirements
20/03/2025
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