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Listen "Issues Affecting Family Offices, Hedge Funds and Private Equ"
Episode Synopsis
In this podcast, Pepper partner Gregory J. Nowak is joined by Myles Edwards, General Counsel, Chief Compliance Officer and Chief Operating Officer at Shufro, Rose & Co. and Irshad Karim, General Counsel at Lion Point Capital.
Mr. Nowak leads a discussion on
• fund expenses – recent SEC initiatives
• fund due diligence
• cross trades – what are they and what to look out for?
• the recent FinCen Proposal to extend AML reporting to RIAs and their funds – what does it mean for family offices?
• the outsourced CIO – a megatrend or fad? Hosted by Simplecast, an AdsWizz company. See pcm.adswizz.com for information about our collection and use of personal data for advertising.
Mr. Nowak leads a discussion on
• fund expenses – recent SEC initiatives
• fund due diligence
• cross trades – what are they and what to look out for?
• the recent FinCen Proposal to extend AML reporting to RIAs and their funds – what does it mean for family offices?
• the outsourced CIO – a megatrend or fad? Hosted by Simplecast, an AdsWizz company. See pcm.adswizz.com for information about our collection and use of personal data for advertising.
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