S1:E1 | Introducing Your Personal Master Class | Compliance In Context

The Securities Compliance Podcast: Compliance In Context
21/09/2020 6 min Temporada 1 Episodio 1
S1:E1 | Introducing Your Personal Master Class | Compliance In Context

Listen " S1:E1 | Introducing Your Personal Master Class | Compliance In Context "

Descargar episodio Ver en sitio original

Episode Synopsis


Meet Patrick Hayes, your host for The Securities Compliance Podcast. A personal master class for the securities legal and compliance professional, Patrick’s passion is to help you put Compliance In Context™ by combining the technical expertise of industry thought leaders and innovators with the practical experience of doers and key decision-makers. Listen today to help elevate your firm’s compliance program and take your career to new heights.

More episodes of the podcast The Securities Compliance Podcast: Compliance In Context

S6:E5 | Are You Ready For Reg S-P? | Compliance in Context 11/12/2025
S6:E4 | SEC Enforcement Review – Lessons From The Front Lines | Compliance in Context 23/10/2025
S6:E3 | The Impact of Mentorship in Compliance | Compliance in Context 24/09/2025
S6:E2 | The SEC Crypto Task Force | Compliance in Context 01/08/2025
S6:E1 | Maximizing Your Compliance Resources | Compliance In Context 01/07/2025
S5:E14 | SEC Marketing Rule FAQs | Compliance In Context 15/05/2025
S5:E13 | Compliance Grab Bag! | Compliance In Context 28/02/2025
S5:E12 | Key Takeaways From The 2024 SEC Enforcement Results - Lessons From The Front Lines | Compliance In Context 11/02/2025
S5:E11 | Effective Strategies For Building Your Compliance Team | Compliance In Context 08/01/2025
S5:E10 | What's Happening in Crypto and the Impact of a New Administration | Compliance In Context 11/12/2024
© 2003-2026 ZARZA | AHEAD OF OUR TIME
privacy policy
In God we trust In God we trust
PreSales Questions? Click Here
or call our toll-free line at +1-888-5002068 Miami, Florida, USA