Navigating SEC Regulations, Compliance, and Trends in Investment Management

Tech It Up
05/09/2023 22 min
Navigating SEC Regulations, Compliance, and Trends in Investment Management

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Episode Synopsis

If you're curious about the latest developments in SEC regulations and how they're impacting the investment management industry, check out our recent podcast episode featuring Karen Barr, the President and CEO of the Investment Adviser Association (IAA). During the episode, Karen provides insights on a variety of topics affecting investment firms, including T+1, Outsourcing Due Diligence, Custody Rule, and more, as well as her thoughts on current trends in the industry. Don't miss out on this informative discussion with an industry leader.

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