Regulation Tomorrow Plus: FCA portfolio letter to principal trading firms

NRF Global Regulation Tomorrow Podcast
31/08/2023 10 min
Regulation Tomorrow Plus: FCA portfolio letter to principal trading firms

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Episode Synopsis

On 4 August 2023, the FCA published a letter it had sent to the CEOs of firms categorised as ‘principal trading firms’, setting out its strategy for supervising these firms. In this latest Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the key points covered in the letter and the next steps for firms.

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