Episode Synopsis "Being Regulated – An Introduction for Municipal Advisors"

What does it mean for municipal advisors to be regulated? This episode explains the importance of registration with securities regulators and the nature of MSRB rules. Municipal advisors can also find out how to participate in the rulemaking process and stay informed about new MSRB rules and interpretive guidance.  

Listen "Being Regulated – An Introduction for Municipal Advisors"

More episodes of the podcast MSRB Podcast

• 2024 in Review
• 2023 in Review
• 2022 in Review
• 2021 in Review
• 2020 in Review
• Building the Board
• The Path to Systems Modernization
• Investing in Technology for the Future
• Enhancing Board Governance
• Leading through Crisis
• Now You Are a Municipal Advisor – Disclosure Fundamentals
• Tax Reform Impact on the Supply and Demand of Municipal Bonds
• Municipal Advisor Considerations in Preparing for Examination
• Dealer Concentration and Participation in Municipal Securities Trading
• MSRB Rule G-37: Promoting Integrity in the Municipal Securities Market
• Getting the Facts on the Muni Market
• Professional Qualifications - A Conversation about MSRB Rule G-3
• A Conversation About Yield Curves
• Being Regulated – An Introduction for Municipal Advisors
• Providing Disclosure Information to Investors