At the Table: Discussing the SEC’s March Towards Granular Oversight of the Private Funds Industry

02/03/2022 40 min Episodio 2
At the Table: Discussing the SEC’s March Towards Granular Oversight of the Private Funds Industry

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Episode Synopsis

This episode focuses on the SEC’s February 9 proposed rules targeting private equity and private funds; the SEC’s January 26 proposed amendments to Form PF; and the Division of Examinations risk alert published January 27.Meet Your Episode Two HostsDavid W. Blass, Simpson ThacherPartner; formerly served as General Counsel of the Investment Company Institute and also held senior roles for over a decade at the SECMeaghan A. Kelly, Simpson ThacherPartner; specializes in advising fund managers with respect to SEC examinations, compliance and disclosure questions, and SEC enforcement investigationsMichael J. Osnato, Jr., Simpson ThacherPartner and Head of the Firm’s Funds Regulatory and Investigations group; former Chief of the SEC’s Complex Financial Instruments UnitRobert Ingwer, ACA GroupPrincipal Consultant, Investment Adviser Division; compliance executive offering over 10 years’ experience building, supporting and leading advisory businesses in both private equity and fixed incomeContact UsTo learn more, visit us at www.regulatoryroundtablepodcast.com and www.acaglobal.com/regulatory-roundtable-podcast. If you have any questions or any topics you would like to hear covered, contact us at [email protected]. This podcast was recorded and is being made available by Simpson Thacher and ACA Group for general informational purposes only. Listeners should not consider the information available via this podcast to be an invitation for an attorney-client relationship, should not rely on the information provided during the podcast as legal advice for any purpose, and should always seek the legal advice of competent counsel in the relevant jurisdiction. Listeners should not act, or refrain from acting, based on any information made available via this podcast, and Simpson Thacher and ACA expressly disclaim all liability in respect of actions taken or not taken based on any contents of this podcast. By accessing this podcast you acknowledge that Simpson Thacher and ACA make no warranty, guaranty, or representation as to the accuracy or sufficiency of the information featured in the podcast. The views, information, or opinions expressed during this podcast series are solely those of the individuals involved and do not necessarily reflect those of Simpson Thacher or ACA Group.