Ep 88: How SEC rule 206(4) could change your business model — With Paul Binnion

The Flexible Advisor
13/01/2023 36 min
Ep 88: How SEC rule 206(4) could change your business model — With Paul Binnion

Listen "Ep 88: How SEC rule 206(4) could change your business model — With Paul Binnion"

Descargar episodio Ver en sitio original

Episode Synopsis

Are you familiar with the SEC’s 206(4) proposal? Will you be compliant?  In this episode, Laura Gregg and David Partain are joined by Paul Binnion of Hanlon Investment Management to consider the intent and potential impact of the proposal.  If you outsource certain investment functions or have been evaluating third-party service providers, join us to …

More episodes of the podcast The Flexible Advisor

Generative AI in Finance – With Darren Tedesco (Ep. 107) 19/08/2024
Healthcare And Financial Planning – With Christine Simone (Ep. 106) 27/06/2024
Trust Strategies that Build Client Trust — With Nikè Anani (Ep. 105) 03/05/2024
Helping a New Generation – and Your Practice – Ascend – with Nikè Anani (Ep. 104) 09/04/2024
Ep 103: Meet Your New Intern: Generative AI – With John Prendergast 19/01/2024
Ep 102: Coaching Parents Through Some Tough Lessons – With Sarah Newcomb, Ph.D. 05/01/2024
Ep 101:  Why Succession Planning Is Essential – With Linda Willis 08/12/2023
Ep 100:  What Have We Done?! 27/10/2023
Ep 99: Assessing the Impact of Secure Act 2.0 — With Lee Freitag 22/09/2023
Ep 98: Your Personal Brand: Capitalize on Your Strengths – With Susan Danzig 01/09/2023
© 2003-2025 ZARZA | AHEAD OF OUR TIME
privacy policy
In God we trust In God we trust
PreSales Questions? Click Here
or call our toll-free line at +1-888-5002068 Miami, Florida, USA