Send us a textMeeting purposeTo provide training and review key concepts for the SIE examKey TakeawaysReviewed mutual funds, options, margin accounts, and other key topicsPracticed sample exam questions and discussed correct answers/reasoningInstructor will hold an additional 1-hour Q&A session on Sunday or Monday eveningParticipants should focus on additional reading and knowledge building in the final week before the examTopicsMutual FundsReviewed A, B, and C share classes and their fee structuresDiscussed breakpoints, rights of accumulation, and letter of intentCovered NAV calculation, forward pricing, and prospectus requirementsOptionsReviewed call and put options, including max gain/loss scenariosPracticed calculating breakeven points for various option strategiesDiscussed index options and cash settlementMargin AccountsReviewed Regulation T 50% initial margin requirementDiscussed maintenance margin requirements (25% for long positions, 30% for short)Covered minimum equity requirement of $2,000Order TypesReviewed market orders, limit orders, stop orders, and stop limit ordersPracticed identifying appropriate order types for different scenarios 📚 About the Podcast Real-world finance explained the way exams and real life actually test it. Ideal for the SIE, Series 7, Series 65/66, and anyone who wants to actually understand money—not just memorize buzzwords. ⚠️ Disclosure This podcast is for educational purposes only and is not a recommendation to buy or sell any security. Opinions expressed are solely those of the host. 🚀 Go Deeper Live classes, tutoring, practice questions, and bonus content: 👉 Website / Classes: https://capitaladvantagetutoring.com 👉 YouTube: https://youtube.com/@Series7exam 👉 Substack:https://substack.com/@series7whisperer? New episodes weekly — subscribe so you don’t miss one.

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