Global Regulation Tomorrow Plus: FCA survey results on non-financial misconduct

NRF Global Regulation Tomorrow Podcast
11/11/2024 11 min
Global Regulation Tomorrow Plus: FCA survey results on non-financial misconduct

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Episode Synopsis

In February this year the FCA sent a survey to over 1,000 regulated wholesale financial services firms asking a series of questions about incidents of non-financial misconduct recorded by the firms in the years 2021, 2022 and 2023. In this latest Global Regulation Tomorrow Plus episode, Katie Stephen, Hannah Meakin, Simon Lovegrove and Catherine Pluck discuss the results of the FCA’s survey which were published on 25 October 2024.

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