Potential Advisor Rule Changes in 2021

24/12/2020 27 min
Potential Advisor Rule Changes in 2021

Listen "Potential Advisor Rule Changes in 2021"

Episode Synopsis

In this week’s episode of the podcast, Casey joins the show. He comes on the podcast to talk with Tom about a recent press release from the SEC about proposed rule changes for advisors. They break down the current rules for advisors and brokers in terms of marketing and advertising, and explain the possible benefits […]