Following the Rules

Following the Rules

Por: Lucy McNulty
An insider’s guide to the laws dictating life within UK and EU financial services, the people influencing their development and policing finance workers’ compliance
98 episodios disponibles

Latest episodes of the podcast Following the Rules

Mostrando página 5 de 5

Sidley Austin’s Leonard Ng on the regulatory change UK asset managers urgently need and the reforms set to keep hedge fund managers up at night 13/09/2022
Special episode: ComplyAdvantage’s Charlie Delingpole on the regulatory changes needed to stop the UK’s alienation of fintech execs 06/09/2022
Former regulator and compliance chief Peter Haines on fixing the FCA and managing political interference in UK regulation 30/08/2022
Roger Miles, UK Finance Academy’s culture and conduct guru, on what regulators and finance firms are getting wrong in their efforts to police bad behaviour 26/07/2022
JP Morgan’s Richard Kaye on the skills and relationships you need to guide a banking giant through political and regulatory change 20/07/2022
Revealed: The FCA received 746 notifications of non-financial misconduct amongst senior City staff in 2020 and 2021. What’s next? 18/07/2022
City veteran Martin Gilbert on how to prepare for your next compliance crisis, and what he really wants from rule-setters 11/07/2022
Ninety One’s Richard Brearley on compliance’s ’PR problem’, navigating ESG, and why most regtechs are doomed to fail 05/07/2022
Eversheds Sutherland’s Charlotte Walker-Osborn reveals finance firms are ill-prepared for vast new AI rules and why that could cost them 28/06/2022
Nick Miller, former FCA regulator and Moody’s MD, on the UK watchdog’s future and what not to do when interacting with your supervisor 21/06/2022
Kevin Hollinrake, Conservative MP and Chair of the APPG on fair business banking, calls on City bosses to help him fix London’s dirty money problem 14/06/2022
Special episode: Smarsh’s Blane Warrene and TeleMessage’s Guy Levit on finance’s WhatsApp addiction and how to tackle it 07/06/2022
Andreas Dombret, former member of the ECB’s supervisory board, on the new financial order set to follow the Ukraine war 31/05/2022
Special episode: Smarsh’s Brandon Carl and Shaun Hurst on finance firms’ race to monitor staff effectively and ethically 24/05/2022
AFME’s Louise Rodger on the compliance officer of the future 17/05/2022
Barclay Simpson’s Tom Boulderstone on recruitment challenges in compliance and how to navigate them 10/05/2022
EY’s Chris Woolard on ESG, crypto and the future for UK fintechs 03/05/2022
Trailer: Following the Rules 19/04/2022
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