A Conversation With FINRA Chair Scott Curtis

FINRA Unscripted
15/07/2025 28 min Episodio 175
A Conversation With FINRA Chair Scott Curtis

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Episode Synopsis

Resources mentioned in this episode:Blog Post: Fee Rebate for FINRA Member FirmsBlog Post: FINRA Forward Initiatives to Support Members, Markets and the Investors They ServeRequest for Comment: Outside Activities Rule—2025-05Rule Proposal: Gifts Rule—2025-003 Subscribe to our show on Apple Podcasts, Google Play and by RSS.
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