Regulatory Shifts in Financial Services

16/10/2025 9 min

Listen "Regulatory Shifts in Financial Services"

Episode Synopsis

This episode puts the spotlight on the FCA’s transfer of MiFID rules, industry-wide claims management reforms, and the UK's upcoming move to T+1 settlement. Vicky and Rachel discuss what each change means for compliance, and how financial advisers can prepare for new operational and client-service realities.