FCA Compliance Insights and Governance Trends

28/03/2025 9 min

Listen "FCA Compliance Insights and Governance Trends"

Episode Synopsis

In this episode, Vicky and Rachel discuss aligning with the FCA's Consumer Duty, including actionable advice for competency benchmarks and fiduciary duties. They spotlight the Crispin Odey case on non-financial misconduct and its ethical implications, alongside the FCA's focus on policy transparency in the insurance market. Key questions and recent reports inform proactive strategies for compliance teams.