Episode 4: Putting the Intelligence in AI

08/09/2025 29 min Episodio 4
Episode 4: Putting the Intelligence in AI

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Episode Synopsis

In this episode of Asset Management Corner, Andrew Dean and Chris Mulligan are joined by Weil’s own Olivia Greer to discuss how advisers should be thinking about artificial intelligence. They take on all things AI, including the intersection of federal, state, and foreign laws and regulations; policies and procedures; recording keeping; SEC Enforcement and Examinations interest; and the connection to cybersecurity. Andrew and Chris also discuss two SEC enforcement matters involving large retail advisers, plus the first Marketing Rule case under this Commission.