SEC Roundup

Por: ICAN

SEC Roundup brings you inside conversations with securities law experts, former regulators, and industry leaders to examine the real-world impacts of SEC enforcement actions and rulemaking. Hosted by ICAN's Nicolas Morgan and Thomas Zaccaro, both former SEC enforcement attorneys, this series cuts through legal jargon to provide clear analysis of how SEC policies affect everyday investors and entrepreneurs. From landmark court decisions to regulatory developments, SEC Roundup delivers expert perspective on the critical balance between effective regulation and market freedom.

25 episodios disponibles

Latest episodes of the podcast SEC Roundup

SEC Roundup Ep 102: Regulation by Delay - How the SEC has Weaponized the Wells Process 23/07/2026

SEC Roundup 101: The SEC's Narrow Supreme Court Win—A Single Battle in a War to Come 10/07/2026

100 Episodes Later—ICAN’s Top 5 Showdowns Against SEC Overreach 08/07/2026

SEC Roundup 99: Regulatory Capture or Power to the People—What do SEC rule comment letters tell us? 10/06/2026

SEC Roundup 98: How the SEC Unlawfully Delayed a Case for Ten Years 27/05/2026

SEC Roundup 97: Why Everyone is Suing the SEC 08/05/2026

SEC Roundup 96: Inside the 2026 Enforcement Manual Updates 12/03/2026

SEC Roundup 95: Investigative Slop & Hallucinations—The Dark Side of the SEC's New AI Task Force 06/03/2026

SEC Roundup 94: 4 Big Cases to Watch in 2026 13/02/2026

SEC Roundup 93: Is the SEC’s Penalty System Broken? 29/01/2026

SEC Roundup 92: Victimless Disgorgement? The SEC Seeks SCOTUS Endorsement 18/12/2025

SEC Roundup 91: SolarWinds vs. SEC: The "Abrupt Surrender" That Shocked the Industry 08/12/2025

SEC Roundup 90: Is Regulation by Enforcement Dead? Former SEC Economists explain the “Atkins Effect” 31/10/2025

SEC Roundup 89: Weaponizing the PCAOB? Four Professors Expose the PCAOB's "Punitive" Enforcement and Broken Incentives 30/10/2025

SEC Roundup 88: Expanding Investor Choices - How Optional Semi-Annual Reporting & Arbitration Mandates Could Revitalize Public Markets 15/10/2025

SEC Roundup 87: Day Traders vs. FINRA - The Fight to Reform the $25K PDT Rule 29/09/2025

SEC Roundup 86: Meme Stocks, Free Speech, and Market Mayhem 17/09/2025

SEC Roundup 85: The a16z Policy Proposal That Could Flip the SEC’s Approach to Crypto 26/08/2025

SEC Roundup 84: Cracks in the CAT — Court Rules Against SEC’s Massive Surveillance Tool 30/07/2025

SEC Roundup 83: SEC Staff Gone Rogue—Federal Action Without Commission Approval 20/06/2025

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SEC Roundup

Latest episodes of the podcast SEC Roundup

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