Episode 3: Investment Firm Prudential Regime

Financial Services Risk and Regulation Unravelled Podcast
29/06/2021 42 min Episodio 3
Episode 3: Investment Firm Prudential Regime

Listen "Episode 3: Investment Firm Prudential Regime"

Descargar episodio Ver en sitio original

Episode Synopsis

The UK Investment Firm Prudential Regime is a new, streamlined and simplified process for the prudential regulation of investment firms in the UK. 
We're joined by Colm Donnelly, Head of EMEA Prudential Reporting, Invesco to discuss the key aspects of the regime, how this will impact the way firms approach risk, and what is needed for implementation.

More episodes of the podcast Financial Services Risk and Regulation Unravelled Podcast

Episode 83 | Regulatory update: Motor finance redress 07/11/2025
Episode 82 | In conversation with the Lord Mayor 20/10/2025
Episode 81 | Regulatory update: Regulation, redress and growth 07/10/2025
Episode 80 | Clarity, Confidence, and the Future of UK Payments 29/09/2025
Episode 79 | Regulatory update: Motor finance, crypto ETNs, and enforcement actions 04/09/2025
Episode 78 | Regulatory update: Expanding accountability and evolving boundaries 04/08/2025
Episode 77 | Leeds Reforms – Regulating for growth in financial services 22/07/2025
Episode 76 | Regulatory Update: Complaints, credit and conduct 18/06/2025
Episode 75 | Regulatory Update: FCA begins rule simplification in insurance and mortgage markets 22/05/2025
Episode 74 | Regulatory Update : 5 year Financial Conduct Authority Strategy 16/04/2025
© 2003-2025 ZARZA | AHEAD OF OUR TIME
privacy policy
In God we trust In God we trust
PreSales Questions? Click Here
or call our toll-free line at +1-888-5002068 Miami, Florida, USA